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Securities Practice and Electronic Technology
Incisive Media, Pages: 600
Securities Practice and Electronic Technology provides complete, practical, hands-on guidance to the legal and regulatory developments spurred by the online revolution. You'll get coverage of the impact on all major securities laws and regulations, plus step-by-step advice on electronic delivery of information to investors, establishing corporate and broker-dealer Web sites, the use of electronic advertising and sales literature, and many other issues.
Securities Practice and Electronic Technology provides unique advice and perspective on how to use the Internet, extranets and other new media when dealing with clients. Other topics include: corporate disclosure and capital formation; electronic offering circulars; electronic roadshows; exempt offerings; shareholder communications; creating, developing and maintaining a corporate Web site; informed consent; overseas investing; security and encryption; alternative trading systems; intellectual property issues; electronic storage requirements under E-Sign; and uniform electronic communications policy.
This book is updated as needed, generally two times each year.
About the Authors:
John R. Hewitt is a Partner in McCarter & English's Securities and White Collar Criminal Litigation Practice Group in its New York office. A former First Vice-President/Associate General Counsel with Shearson/Lehman Brothers, Mr. Hewitt has served as a Senior Counsel with the Division of Enforcement of the U.S. Securities and Exchange Commission and as an Assistant Attorney General in Ohio counseling the Ohio Division of Securities. Mr. Hewitt is the 1998 recipient of the Financial Netnews Internet Compliance Person of the Year Award, and is also a member of the editorial board of eSecurities. He has written and spoken extensively in this field and regularly advises many of the country's largest wire houses and investment banks, as well as leading discount brokers.
James B. Carlson is the Managing Partner of Mayer Brown & Platt's New York office and he represents buyers, sellers and management in complex leveraged buy-outs and acquisitions. He is an Adjunct Professor of Law in Securities Regulation at New York University School of Law and has written extensively on corporate finance and investment banking.
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