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US Securities Regulation: All You Need to Know about Going Public, Listing, Reporting and Private Placements
Euromoney Institutional Investor, Dec 2003, Pages: 136
All you need to know about going public, listing, reporting and private placements!
Guy P Lander provides you with a step-by-step guide to issuing in the US for domestic and foreign issuers, US Securities Regulation.
US Securities Regulations: All You Need to Know About Going Public, Listing, Reporting and Private Placements is a practical handbook written by an author with 25 years' experience in the field. Including each of the listing, registration, accounting and reporting requirements, a full description of Regulation S, fraud and protection measures, and enforcement and liabilities for breach, this book is essential for every company officer and their advisors.
Includes practical hints for going public and a Sarbanes-Oxley compliance checklist for issuers.
Chapters include:
- The registration process for going public
- Forms of registration statements
- US trading markets and listing
- Private placements
- Resale of securities
- Regulation S
- Exchange Act registration and reporting
- Tender offers
- Fraud in the purchase or sale of securities: Rule 10b-5
- Liability and enforcement
- Appendix A Going public: a practical guide
- Appendix B NYSE listing standards
- Appendix C Nasdaq listing standards
- Appendix D The new federal corporate governance standards: Sarbanes Oxley, NYSE and Nasdaq listing standards
- Appendix E Sarbanes-Oxley compliance checklist for foreign private and
- Canadian issuers
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