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Focusing on The Dodd Frank Act: Understanding the Whistleblower Provisions and What they Mean for Banking Clients
ExecSense, Nov 2010, Minutes: 60
Focusing on the Dodd-Frank Act: Understanding the Whistleblower Provisions and What They Mean for Banking Clients is a time-efficient way to get up to speed on the significant incentives that the Dodd-Frank Act provides for financial industry whistleblowers to assist the government in rooting out fraudulent practices in the banking industry. Take the 60 minutes to view this webinar (on your computer, mobile phone, iPod, iPad, Kindle or printed out) to make sure that you understand how these incentives could impact your publicly traded banking clients, and what they should be doing right now to root out potential whistleblowers within their companies.
Upon ordering, ExecSense will email you a link to download the webinar files for viewing on your computer, mobile phone, iPod, iPad, Kindle or printed out. The downloaded files will include the PowerPoint presentation, audio narration and jpeg images of the slides (for watching on your mobile media device). Take advantage of your next commute, flight, business trip, lunch, or free hour in your schedule to view this webinar.
The webinar is led by an expert on the Dodd-Frank Act’s whistleblower provisions and their impact on banking institutions (Michael E. Clark, Special Counsel, Duane Morris LLP), and focuses on:
- Everything you need to know in 60 minutes about the Dodd-Frank Act’s whistleblower provisions, when they will take affect, and how you should advise your clients accordingly
- Comprehensive discussion of the Dodd-Frank Act’s significant financial incentives for whistleblowers in publicly traded companies to disclose to the SEC “original” information concerning securities laws violations occurring within their companies (10% to 30% of any financial recovery in excess of $1,000,000 that the SEC obtains from the targeted corporation), the protections it provides to the whistleblower from being retaliated against by the employer because the whistleblower provided information to the SEC (including a private right of action in federal court to establish the unlawful retaliation), and additional federal whistleblowing measures including the protections provided in the Commodity Exchange Act and the creation of the new Bureau of Consumer Financial Protection
- The 10 questions being asked the most by banking lawyers and their clients with respect to how the Dodd-Frank Act’s whistleblower provisions will impact them and what proactive steps they should be taking right now to root out potential whistleblowers within their companies
- Case studies of what other banking lawyers are doing for their clients right now based on these provisions
Praise for ExecSense Webinars:
'An expeditious way to obtain authoritative current information and ideas on a subject of interest.' – David Kera, Partner, Oblon Spivak
'Just in time information to improve knowledge of current topics and trends.” – Thomas M. Armstrong, Attorney, Reid and Riege
“Well organized, well articulated, and easy to follow. The ExecSense webinar I attended was the best virtual learning experience I've had in quite some time.” – Brian K. Moore, HR Communications, Humana
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