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Pricing and Broker Compensation in the Small Plan 401(k) Market

Retirement Research Inc, Aug 2010, Pages: 90


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Analysis of the all-in cost of various products available to the small plan 401(k) market. Pricing analysis includes asset-based fees (fund expense ratio, wrap fees and other) and billable service fees. Also explores the extent to which specific services are bundled or unbundled with other plan fees and ranges of fees among leading providers for unbundled services (such as loan setup and administration). Analysis of pricing and broker compensation payable under various scenarios using standard assumptions. Comparative analysis and commentary.


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