Financial Industry Regulatory Authority, Inc. - Strategic SWOT Analysis Review

GlobalData, June 2011, Pages: 21

Financial Industry Regulatory Authority, Inc. - Strategic SWOT Analysis Review

Summary

Financial Industry Regulatory Authority, Inc. (FINRA) is a private corporation, performs financial regulation and acts as a regulator for all securities firms doing business in the US. It overseas the US brokerage firms, branch offices and registered securities representatives. FINRA formed through a consolidation of National Association of Securities Dealers, Inc. (NASD) and the member regulation, enforcement and arbitration functions of the New York Stock Exchange. The organization provides registration, dispute resolution, federal securities, and market surveillance services. It protects investors and provides the principles of saving and investing. It operates through two segments namely, FINRA and Foundation. FINRA is headquartered at Washington DC, the US.

GlobalData’s Financial Industry Regulatory Authority, Inc. - Strategic SWOT Analysis Review provides a comprehensive insight into the company’s history, corporate strategy, business structure and operations. The report contains a detailed SWOT analysis, information on the company’s key employees, key competitors and major products and services.

This up-to-the-minute company report will help you to formulate strategies to drive your business by enabling you to understand your partners, customers and competitors better.

Scope

- Business description – A detailed description of the company’s operations and business divisions.
- Corporate strategy – GlobalData’s summarization of the company’s business strategy.
- SWOT analysis – A detailed analysis of the company’s strengths, weakness, opportunities and threats.
- Company history – Progression of key events associated with the company.
- Major products and services – A list of major products, services and brands of the company.
- Key competitors – A list of key competitors to the company.
- Key employees – A list of the key executives of the company.
- Executive biographies – A brief summary of the executives’ employment history.
- Key operational heads – A list of personnel heading key departments/functions.
- Important locations and subsidiaries – A list of key locations and subsidiaries of the company, including contact details.

Note: Some sections may be missing if data is unavailable for the company.

Reasons to Buy

- Gain key insights into the company for academic or business research purposes. Key elements such as SWOT analysis and corporate strategy are incorporated in the profile to assist your academic or business research needs.
- Identify potential customers and suppliers with this report’s analysis of the company’s business structure, operations, major products and services and business strategy.
- Understand and respond to your competitors’ business structure and strategies with GlobalData’s detailed SWOT analysis. In this, the company’s core strengths, weaknesses, opportunities and threats are analyzed, providing you with an up to date objective view of the company.
- Examine potential investment and acquisition targets with this report’s detailed insight into the company’s strategic, business and operational performance.

List of Tables
Section 1 - About the Company
Financial Industry Regulatory Authority, Inc. - Key Facts
Financial Industry Regulatory Authority, Inc. - Key Employees
Financial Industry Regulatory Authority, Inc. - Key Employee Biographies
Financial Industry Regulatory Authority, Inc. - Major Products and Services
Financial Industry Regulatory Authority, Inc. - History
Financial Industry Regulatory Authority, Inc. - Company Statement
Financial Industry Regulatory Authority, Inc. - Locations And Subsidiaries
Head Office
Other Locations & Subsidiaries
Section 2 – Company Analysis
Financial Industry Regulatory Authority, Inc. - Business Description
Financial Industry Regulatory Authority, Inc. - SWOT Analysis
SWOT Analysis - Overview
Financial Industry Regulatory Authority, Inc. - Strengths
Strength - Key Financial Regulator
Strength - Surveillance and Enforcement
Strength - International Collaboration
Financial Industry Regulatory Authority, Inc. - Weaknesses
Weakness - FINRA Examination Process
Financial Industry Regulatory Authority, Inc. - Opportunities
Opportunity - Market Transparency
Opportunity - Consolidated Audit Trail
Opportunity - Exam Priorities
Financial Industry Regulatory Authority, Inc. - Threats
Threat - Information Barriers
Threat - Investment Advisor Concerns
Financial Industry Regulatory Authority, Inc. - Key Competitors
Section 3 – Appendix
Methodology
About GlobalData
Contact Us
Disclaimer

Southwest Securities Co,Ltd
Financial Industry Regulatory Authority, Inc.
City of Houston
The Pacific Securities Co., Ltd.
CITIC Securities Company Limited

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