- Published: December 2011
The Practitioners Guide To The Listing Rules of The New York Stock Exchange
- Published: October 1997
- Region: North America, New York
- 178 pages
- ISI Seminars and Publications Inc.
This addition to the Practitioner's Guide imprint provides US and non-US issuers - and their advisers - with detailed and practical commentary on the NYSE's Listing Rules. Contributions from highly-regarded market practitioner's, combined with a strict editorial policy of providing the most useful information in an easy-to-read style, gives this title its unique value.
Subjects covered in this inaugural edition include:
- The original application procedure
- Listing a US corporation
- Listing debt securities
- Listing sponsored ADRs
- Registration with the SEC
- Adopting US GAAP and
- Using a Bermuda company to obtain an NYSE listing.
Contributions from highly-regarded market practitioner's, combined with a strict editorial policy of providing the most useful information in an easy-to-read style, gives this title its unique value.
Contributions are from:
- Baker & McKenzie
- Fried, Frank, Harris, Shriver & Jacobson
- Rogers & Wells
- Mayer, Brown & Platt
- Newman, Tannenbaum, Helpern, Syracuse & Hirschtritt
- KPMG Peat Marwick and
- Appleby, Spurling & Kempe.
TABLE OF CONTENTS:
THE ORIGINAL LISTING PROCEDURE - CO-ORDINATING THE REGISTRATION AND LISTING PROCESS
Richard L. Nevins and Janet T. Taylor, Baker & McKenzie, New York
LISTING OF NON-US COMPANIES ON THE NEW YORK STOCK EXCHANGE
Sara Hanks and Srinandan R. Kasi, Rogers & Wells, New York
THE LISTING OF DEBT SECURITIES
Edward S. Best, Mayer, Brown & Platt, Chicago
LISTING SPONSORED ADRS ON THE NYSE
Dori A. Flanagan, The Bank of New York, New York
THE NON-US COMPANY'S OBLIGATION TO DISCLOSE MATERIAL INFORMATION TO THE PUBLIC: TALKING TO ANALYSTS, SHAREHOLDERS AND THE PRESS
Andrew Varney, Fried, Frank, Harris, Shriver & Jacobson, Washington DC
SEC REPORTING OBLIGATIONS
Ralph A. Siciliano, Newman Tannenbaum Helpern Syracuse & Hirschtritt, New York
ADOPTING US GENERALLY ACCEPTED ACCOUNTING PRINCIPLES: A GUIDE FOR NON-US ISSUERS
Teresa E. Iannaconi, KPMG Peat Marwick, New York
BERMUDA COMPANIES ON THE NYSE
Michael J. Spurling, Appleby, Spurling & Kempe, Hong Kong