• +353-1-416-8900(GMT OFFICE HOURS)
  • 1-800-526-8630(US/CAN TOLL FREE)
  • 1-917-300-0470(EST OFFICE HOURS)
The Practitioners Guide To The Listing Rules of The New York Stock Exchange Product Image

The Practitioners Guide To The Listing Rules of The New York Stock Exchange

  • ID: 295070
  • October 1997
  • Region: North America, New York
  • 178 pages
  • ISI Seminars and Publications Inc.

This addition to the Practitioner's Guide imprint provides US and non-US issuers - and their advisers - with detailed and practical commentary on the NYSE's Listing Rules. Contributions from highly-regarded market practitioner's, combined with a strict editorial policy of providing the most useful information in an easy-to-read style, gives this title its unique value.

Subjects covered in this inaugural edition include:

- The original application procedure
- Listing a US corporation
- Listing debt securities
- Listing sponsored ADRs
- Registration with the SEC
- Adopting US GAAP and
- Using a Bermuda company to obtain an NYSE listing.

Contributions from highly-regarded market practitioner's, combined with a strict editorial policy of providing the most useful information in an easy-to-read style, gives this title its unique value.

Contributions are from:

- Baker & McKenzie
- Fried, Frank, Harris, Shriver & Jacobson
- Rogers & Wells
- Mayer, Brown & Platt
- Newman, Tannenbaum, Helpern, Syracuse & Hirschtritt
- KPMG Peat Marwick and
- Appleby, Spurling & Kempe.

TABLE OF CONTENTS:

CHAPTER 1
THE ORIGINAL LISTING PROCEDURE - CO-ORDINATING THE REGISTRATION AND LISTING PROCESS
Richard L. Nevins and Janet T. Taylor, Baker & McKenzie, New York

CHAPTER 2
LISTING OF NON-US COMPANIES ON THE NEW YORK STOCK EXCHANGE
Sara Hanks and Srinandan R. Kasi, Rogers & Wells, New York

CHAPTER 3
THE LISTING OF DEBT SECURITIES
Edward S. Best, Mayer, Brown & Platt, Chicago

CHAPTER 4
LISTING SPONSORED ADRS ON THE NYSE
Dori A. Flanagan, The Bank of New York, New York

CHAPTER 5
THE NON-US COMPANY'S OBLIGATION TO DISCLOSE MATERIAL INFORMATION TO THE PUBLIC: TALKING TO ANALYSTS, SHAREHOLDERS AND THE PRESS
Andrew Varney, Fried, Frank, Harris, Shriver & Jacobson, Washington DC

CHAPTER 6
SEC REPORTING OBLIGATIONS
Ralph A. Siciliano, Newman Tannenbaum Helpern Syracuse & Hirschtritt, New York

CHAPTER 7
ADOPTING US GENERALLY ACCEPTED ACCOUNTING PRINCIPLES: A GUIDE FOR NON-US ISSUERS
Teresa E. Iannaconi, KPMG Peat Marwick, New York

CHAPTER 8
BERMUDA COMPANIES ON THE NYSE
Michael J. Spurling, Appleby, Spurling & Kempe, Hong Kong

Note: Product cover images may vary from those shown

RELATED PRODUCTS

Our Clients

Our clients' logos