Research And Markets Research And Markets

SEC Regulation Outside the United States (6th ed)

  • ID: 577234
  • December 2007
  • Region: United States
  • 300 Pages
  • Incisive Media
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The sixth edition of this seminal work - the only publication of its kind in the world – gives you a practical approach to the key issues facing global market participants. These include SEC practice, public offers with US-registered tranches, private placements, cross-border M&A activities, the regulation of non-US money managers and hedge fund advisors, broker-dealer regulation and exemptions, exemptions for offering hedge funds to US persons, compliance with SEC requirements for non-US advisers and broker dealers and key regulatory and enforcement actions involving the Foreign Corrupt Practices Act, insider trading, hedge fund fraud and other matters.

This edition is the first publication to cover these, and other, significant developments:

-Sarbanes-Oxley – new guidance for management on internal controls and definitions of “material weaknesses” and “significant deficiency”, and PCAOB AS 5;
-the “roadmap” to end IFRS-US GAAP reconciliations;
-FCPA enforcement developments and actions;
-how the Securities Offering Reforms and free writing prospectuses impact public offers;
-the new foreign private issuer READ MORE >

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