Series 10 General Securities Sales Supervisor General Module Textbook and Software Package
Securities Institute of America, Inc, January 2007, Pages +: 181
Each Series 10 exam will be comprised of 145 questions based on the following topics
Supervision of Accounts & Sales Activities
- 94 Questions
Municipal Securities Regulations
- 20 Questions
Conduct of Associated Persons
- 14 Questions
Hiring, Qualifications & Continuing Education
- 9 Questions
Record Keeping Requirements
- 8 questions
Each Series 10 exam candidate will receive:
- 145 questions
- 4 hours to complete
- 70 % = pass
Each Series 10 exam will be comprised of 145 questions based on the following topics
Supervision of Accounts & Sales Activities
- 94 Questions
Municipal Securities Regulations
- 20 Questions
Conduct of Associated Persons
- 14 Questions
Hiring, Qualifications & Continuing Education
- 9 Questions
Record Keeping Requirements
- 8 questions
Each Series 10 exam candidate will receive:
- 145 questions
- 4 hours to complete
- 70 % = pass
'The series 10 textbook is the best I have seen. Thank you so much!'
James P.
'Your series 10 exam software has far more exam questions than the others I have used. The software really helped me prepare for my exam.'
Kelly C.
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