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Anti-Money Laundering - A Guide For Financial Services Firms
Risk Waters, Dec 2005, Pages: 197
An essential practical guide for compliance professionals, lawyers and regulatory consultants on how to implement a proportionate and effective anti-money laundering regime.
Focuses on how a system can be constructed to prevent firms from being used to further financial crime, and how to avoid regulatory penalties.
Looks at how firms can implement legislation, guidance, regulations and advice that has been released from a variety of sources, both national and international.
Contains practical guidance on the implementation of a compliance regime, rather than detailed descriptions of legislations or glamourised versions of the money laundering process.
Topics covered include:
- Customer identification
- The role of the money laundering reporting officer
- Staff training and awareness
- Internal reporting and reporting to the National Criminal Intelligence Service
- Systems and controls to prevent money laundering
- Keeping up-to-date with national and international developments in anti-money laundering
About the author:
Tim Gough is a manager in the Money Laundering Prevention Unit for Corporate Banking and Financial Markets at the Royal Bank of Scotland. Prior to working at RBS Tim worked as a regulatory consultant at Deloitte & Touche, where he worked on a variety of anti-money laundering projects for financial services firms, including redrafting procedures, managing healthchecks and remediation projects and providing training and awareness sessions for clients. During this time Tim developed “A Month in Money Laundering”, an update on developments in anti-money laundering. Tim gained publishing experience from a year on the Macmillan publishers graduate recruitment scheme, where he worked in the editorial department for the economics list. Tim graduated from the University of Exeter in 1998.
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