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The Sarbanes-Oxley Act. Overview and Implementation Procedures. CIMA Professional Handbook

  • ID: 1764855
  • Book
  • October 2005
  • Elsevier Science and Technology

The Sarbanes-Oxley Act is a mandatory requirement for all corporations listed in the US. Compliance is not an option.

This book is written as a "working manual” for the senior management to grasp the Act and its implications. It provides a section by section overview of the Act and the appropriate action to take in each case.

There is coverage of how UK companies listed in, or doing business with America also have to comply with the Sarbanes-Oxley Act. A description of the UK version of SOX is also included.

The Appendix describes the (minor) variations for Canadian listed corporations based on Ontario Securities Commission and British Columbia Securities Commission rules.

Please Note: This is an On Demand product, delivery may take up to 11 working days after payment has been received.

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Title I
Public Company Accounting Oversight Board
Title II
Auditor Independence
Title III
Corporate Responsibility
Title IV
Enhanced Financial Disclosures
Title V
Analyst Conflicts Of Interest
Title VI
Commission Resources And Authority
Title VII
Studies And Reports
Title VIII
Corporate And Criminal Fraud Accountability
Title IX
White-Collar Crime Penalty Enhancements
Title X
Corporate Tax Returns
Title XI
Corporate Fraud And Accountability
Appendix A: Sec Act 10A
Appendix B: Code Of Ethics
Appendix C: Overview Of Internal Control System
A Framework For Enterprise Risk Management
Internal Control: A Definition.
The Structure:
Discussion Of The Components.
Typical Internal Control Data Flow Chart
Appendix D
Final Rules
Certification Form
Appendix E
Compliance Review
What Do I Have To Do?
Check List
Appendix F
Report & Certification Templates
Disclosure Certification
Disclosure Internal Control Report
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Michael F. Holt Senior Technical and Business Documentation specialist, Victoria, BC, Canada.

Michael F. Holt is a Senior Technical and Business Documentation specialist with over thirty years experience. Mike's specialty lies in his ability to take complex and specialized concepts, documents and proposals, and present them in a clear, attractive and easily understood manner.
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