E-Learning Course - Financial Privacy (Library of 6 courses)

  • ID: 306091
  • Training
  • Region: Global
  • KESDEE Inc
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Library of 6 courses covering financial privacy regulations in the US

The themes of this course are:

Requirements under the Privacy Regulation

Exceptions to the Requirements

Privacy Policies and Measures such as Examination Procedures and Security Guidelines

Course Overview

The Gramm-Leach-Bliley Act requires financial institutions such as banks & savings associations, credit unions, mortgage & trust companies, insurance companies, collection agencies and others to disclose privacy policies, limit instances in which consumer information can be shared with non-affiliated third parties and provide consumers an opportunity to protect some of their personal financial information from being shared.

The Federal Financial Institutions Examination Council (FFIEC) has introduced a privacy regulation implementing the Gramm-Leach-Bliley Act which imposes certain requirements on its member institutions. This product covers various technicalities of privacy regulation giving relevant and convincing examples.

After completing this course, you will be conversant with:

Financial privacy regulation in the United States

Persons/institutions required to comply, persons protected and the type of information protected under the regulation

Restrictions on sharing of information

Privacy notices

Exceptions to the privacy notice requirements

Privacy examination procedures

Security guidelines

Managerial responsibilities vis-à-vis requirements of privacy regulation

Target Audience:

Every professional involved in the global financial services industry (as a provider, user, regulator or advisor of product/services, marketplace/exchange) would benefit from our innovative learning solutions.

Banks and savings associations
Credit unions
Mortgage and trust companies
Insurance companies
Collection agencies
Other financial institutions

Course Level and Number of Courses:
Intermediate Level
Library of 6 Courses

Instructional Method:
Dynamic, Interactive e-learning

Recommended Background:
Familiarity with basic transaction in banks
Note: Product cover images may vary from those shown
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Library of 6 Courses on Financial Privacy

Time taken to complete each Course: Two - Three hours

1. Financial Privacy Regulation

Before You Begin…
Gramm Leach Bliley Act
Who must Comply?
Who is Protected?
What Information is Protected?
Restrictions on Information Sharing

2. Privacy Notices and their Content

Before You Begin…
The Three Notices
Content of Notice
Opt-out Notices
Modes of Delivery of Notices

3. Exceptions and Reuse of Information

Before You Begin…
Joint Agreements
Processing and Servicing
Other Exceptions
Reuse of Information

4. Exam Procedures

Before You Begin…
Examination Process
Module 1
Modules 2 and 3
Modules 4 and 5
Module 6

5. Security Guidelines

Before You Begin…
Purpose of the Guidelines
Applicability and Objectives
Responsibilities of the Board
Management Responsibilities

6. Section 501(b) of the GLB Act and the Management

Before You Begin…
Risk Control Practices
Training Programs
Monitoring Information Security
Reporting Requirements

Job Aid:
Privacy Acts Regulations Policies
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