Survey of Best Practices in Pursuit of NIH SBIR & STTR Grants

  • ID: 4240712
  • Report
  • 92 pages
  • Primary Research Group
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The Survey of Best Practices in Pursuit of NIH SIBR & STTR Grants.  The study presents data from 7 research universities and 4 doctoral level institutions about their policies in pursuing NIH SIBR and STTR Grants.  The study presents detailed information on the number of grants applied for, the success rate, the percentage of phase 1 grants that move to phase 2 and the percentage of phase 2 grants that move to stage three.  The report also looks at how the universities sampled make their efforts?  What conferences do they go to? How able are they in using grant discovery software and databases?  Do they use consultants? Which organizations and resources have been helpful in their efforts? What has been the mean level of funding? The range? What percentage of their contracts come from collaboration with alumni-controlled or headed companies?  What percentage come from companies actually spun off by the university?

Just a few of the many findings of this 90+page report are that:

  • The mean number of STTR grants won over the past three years by the universities sampled was 4.4 with a median of 1.5 in a range of 0 to 20.   For the research universities in the sample, the mean was 7.33 with a median of 6 in a range of 1 to 20.
  • Overall, 18.18% have used a consultant who reads and critiques such proposals for a fee
  • A mean of 45.45% of those sampled had entered into SBIR or STTR partnerships with small businesses owned or headed by alumni.
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THE QUESTIONNAIRE   
PARTICIPANTS LIST   
Characteristics of the Sample   
SUMMARY OF MAIN FINDINGS   
Number of Grants STTR Applied For   
Number of SBIR Grants Applied For   
Number of SBIR Grants Won   
Number of STTR Grants Won   
Mean Level of Funding for STTR Grants   
Subcontracting as a Percentage of Total Funding   
Percentage of Sample that has Ever Won an STTR Phase 1 Grant   
Percentage of the Sample that has Ever Won and SBIR Phase 1 Grant   
Staff Time per Year Spent on SBIR/STTR Grants   
Use of Consultants   
Propensity to Attend the HHS Annual SBIR/STTR Conference   
Staff Facility with RePORT, Federal RePORTER and Grants.Gov   
Participation in the National Institute of Health’s Niche Assessment Program   
Percentage of SBIR & STTR Phase 1 Contracts Resulting from Prior SBIR/STTR Contracts   
Best Prospects at the NIH for SBIR or STTR Contracts   
SBIR/STTR Cooperation with One’s Own Spin-Offs   
SBIR/STTR Cooperation with Companies Owned or Headed by Alumni   
SBIR/STTR Cooperation with Companies that License University-Developed Technology   
Percentage of Projects Proposed by Universities and the Percentage Proposed by Companies   
Percentage of PHASE 1 Grant Recipients that Move to Phase 2   
Percentage of PHASE 2 Grant Recipients that Move to Phase 3   
Assessment of the Quality of Knowledge of University Staff Officials that Assist in Obtaining SIBR and STTR Grants   
Plans for Staff Time Spent on the Pursuit of SBIR & STTR Grants   
Table 1 How many of each of the following has the college or other entities that are at least partially controlled by the college applied for in the past three years?   
Table 1.1.1 How many STTR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years?   
Table 1.1.2 How many STTR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out for public and private universities   
Table 1.1.3 How many STTR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by type of institution   
Table 1.1.4 How many STTR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by Enrollment   
Table 1.1.5 How many STTR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by Annual tuition   
Table 1.2.1 How many SBIR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years?   
Table 1.2.2 How many SBIR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out for public and private universities   
Table 1.2.3 How many SBIR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by type of institution   
Table 1.2.4 How many SBIR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by Enrollment   
Table 1.2.5 How many SBIR Grants has the college or other entities that are at least partially controlled by the college applied for in the past three years? Broken out by Annual tuition   
Table 2 How many of each of the following has the college or other entities that are at least partially controlled by the college won in the past three years?   
Table 2.1.1 How many STTR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?   
Table 2.1.2 How many STTR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out for public and private universities   
Table 2.1.3 How many STTR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by type of institution   
Table 2.1.4 How many STTR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by Enrollment   
Table 2.1.5 How many STTR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by Annual tuition   
Table 2.2.1 How many SBIR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?   
Table 2.2.2 How many SBIR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out for public and private universities   
Table 2.2.3 How many SBIR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by type of institution   
Table 2.2.4 How many SBIR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by Enrollment   
Table 2.2.5 How many SBIR Grants has the college or other entities that are at least partially controlled by the college won in the past three years?  Broken out by Annual tuition   
Table 3 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under each of the following programs:   
Table 3.1.1 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under STTR Grants?   
Table 3.1.2 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under STTR Grants? Broken out for public and private universities   
Table 3.1.3 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under STTR Grants? Broken out by type of institution   
Table 3.1.4 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under STTR Grants? Broken out by Enrollment   
Table 3.1.5 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under STTR Grants? Broken out by Annual tuition   
Table 3.2.1 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under SBIR Grants?   
Table 3.2.2 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under SBIR Grants? Broken out for public and private universities   
Table 3.2.3 How much funding (US $) has the  college or other entities that are at least partially controlled by the college received in the past three years under SBIR Grants? Broken out by type of institution   
Table 3.2.4 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under SBIR Grants? Broken out by Enrollment   
Table 3.2.5 How much funding (US $) has the college or other entities that are at least partially controlled by the college received in the past three years under SBIR Grants? Broken out by Annual tuition   
Table 4 About what percentage of total grants received from either program were accounted for by SBIR grant and what percentage from STTR  grants? (the total should add to 100%)   
Table 4.1.1 About what percentage of total grants received from both programs were from SBIR?   
Table 4.1.2 About what percentage of total grants received from both programs were from SBIR? Broken out for public and private universities   
Table 4.1.3 About what percentage of total grants received from both programs were from SBIR? Broken out by type of institution   
Table 4.1.4 About what percentage of total grants received from both programs were from SBIR? Broken out by Enrollment   
Table 4.1.5 About what percentage of total grants received from both programs were from SBIR? Broken out by Annual tuition   
Table 4.2.1 About what percentage of total grants received from both programs were from STTR ?   
Table 4.2.2 About what percentage of total grants received from both programs were from STTR ?  Broken out for public and private universities   
Table 4.2.3 About what percentage of total grants received from both programs were from STTR ?  Broken out by type of institution   
Table 4.2.4 About what percentage of total grants received from both programs were from STTR ?  Broken out by Enrollment   
Table 4.2.5 About what percentage of total grants received from both programs were from STTR ?  Broken out by Annual tuition   
Table 5.1 What percentage of the SBIR/STTR grant funds received by your institution over the past three years were as a subcontractor to a business or other higher education or other research organization?   
Table 5.2 What percentage of the SBIR/STTR grant funds received by your institution over the past three years were as a subcontractor to a business or other higher education or other research organization? Broken out for public and private universities   
Table 5.3 What percentage of the SBIR/STTR grant funds received by your institution over the past three years were as a subcontractor to a business or other higher education or other research organization? Broken out by type of institution   
Table 5.4 What percentage of the SBIR/STTR grant funds received by your institution over the past three years were as a subcontractor to a business or other higher education or other research organization? Broken out by Enrollment   
Table 5.5 What percentage of the SBIR/STTR grant funds received by your institution over the past three years were as a subcontractor to a business or other higher education or other research organization? Broken out by Annual tuition   
Table 6 Has your institution ever won any of the following?   
Table 6.1.1 Has your institution ever won STTR phase 1 grant?   
Table 6.1.2 Has your institution ever won STTR phase 1 grant? Broken out for public and private universities   
Table 6.1.3 Has your institution ever won STTR phase 1 grant? Broken out by type of institution   
Table 6.1.4 Has your institution ever won STTR phase 1 grant? Broken out by Enrollment   
Table 6.1.5 Has your institution ever won STTR phase 1 grant? Broken out by Annual tuition   
Table 6.2.1 Has your institution ever won STTR phase 2 grant?   
Table 6.2.2 Has your institution ever won STTR phase 2 grant? Broken out for public and private universities   
Table 6.2.3 Has your institution ever won STTR phase 2 grant? Broken out by type of institution   
Table 6.2.4 Has your institution ever won STTR phase 2 grant? Broken out by Enrollment   
Table 6.2.5 Has your institution ever won STTR phase 2 grant? Broken out by Annual tuition   
Table 6.3.1 Has your institution ever won SBIR phase 1 grant?   
Table 6.3.2 Has your institution ever won SBIR phase 1 grant? Broken out for public and private universities   
Table 6.3.3 Has your institution ever won SBIR phase 1 grant? Broken out by type of institution   
Table 6.3.4 Has your institution ever won SBIR phase 1 grant? Broken out by Enrollment   
Table 6.3.5 Has your institution ever won SBIR phase 1 grant? Broken out by Annual tuition   
Table 6.4.1 Has your institution ever won SBIT phase 2 grant?   
Table 6.4.2 Has your institution ever won SBIT phase 2 grant? Broken out for public and private universities   
Table 6.4.3 Has your institution ever won SBIT phase 2 grant? Broken out by type of institution   
Table 6.4.4 Has your institution ever won SBIT phase 2 grant? Broken out by Enrollment   
Table 6.4.5 Has your institution ever won SBIT phase 2 grant? Broken out by Annual tuition   
Table 7.1 How much total staff time in hours per year would you say your staff expends in studying prospects for, applying for, directing and evaluating the results of SBIR and STTR grants? As a guide, one person working full time on this issue and no others would have spent about 1,800 hours in a year.   
Table 7.2 How much total staff time in hours per year would you say your staff expends in studying prospects for, applying for, directing and evaluating the results of SBIR and STTR grants? As a guide, one person working full time on this issue and no others would have spent about 1,800 hours in a year. Broken out for public and private universities   
Table 7.3 How much total staff time in hours per year would you say your staff expends in studying prospects for, applying for, directing and evaluating the results of SBIR and STTR grants? As a guide, one person working full time on this issue and no others would have spent about 1,800 hours in a year. Broken out by type of institution   
Table 7.4 How much total staff time in hours per year would you say your staff expends in studying prospects for, applying for, directing and evaluating the results of SBIR and STTR grants? As a guide, one person working full time on this issue and no others would have spent about 1,800 hours in a year. Broken out by Enrollment   
Table 7.5 How much total staff time in hours per year would you say your staff expends in studying prospects for, applying for, directing and evaluating the results of SBIR and STTR grants? As a guide, one person working full time on this issue and no others would have spent about 1,800 hours in a year. Broken out by Annual tuition   
Table 8.1 Has your institution ever had its SBIR/STTR proposals to NIH or other health and human service agencies read and critiqued by any of the following?   
Table 8.2 Has your institution ever had its SBIR/STTR proposals to NIH or other health and human service agencies read and critiqued by any of the following Broken out for public and private universities   
Table 8.3 Has your institution ever had its SBIR/STTR proposals to NIH or other health and human service agencies read and critiqued by any of the following Broken out by type of institution   
Table 8.4 Has your institution ever had its SBIR/STTR proposals to NIH or other health and human service agencies read and critiqued by any of the following Broken out by Enrollment   
Table 8.5 Has your institution ever had its SBIR/STTR proposals to NIH or other health and human service agencies read and critiqued by any of the following Broken out by Annual tuition   
Table 9.1 Which phrase best describes your view of the HHS Annual SBIR/STTR Conference?   
Table 9.2 Which phrase best describes your view of the HHS Annual SBIR/STTR Conference? Broken out for public and private universities   
Table 9.3 Which phrase best describes your view of the HHS Annual SBIR/STTR Conference? Broken out by type of institution   
Table 9.4 Which phrase best describes your view of the HHS Annual SBIR/STTR Conference? Broken out by Enrollment   
Table 9.5 Which phrase best describes your view of the HHS Annual SBIR/STTR Conference? Broken out by Annual tuition   
Table 10 To the best of your knowledge has anyone from your university attended any of the following?   
Table 10.1.1 To the best of your knowledge has anyone from your university ever attended any HHS SBIR/STTR Annual Conference?   
Table 10.1.2 To the best of your knowledge has anyone from your university ever attended any HHS SBIR/STTR Annual Conference? Broken out for public and private universities   
Table 10.1.3 To the best of your knowledge has anyone from your university ever attended any HHS SBIR/STTR Annual Conference? Broken out by type of institution   
Table 10.1.4 To the best of your knowledge has anyone from your university ever attended any HHS SBIR/STTR Annual Conference? Broken out by Enrollment   
Table 10.1.5 To the best of your knowledge has anyone from your university ever attended any HHS SBIR/STTR Annual Conference? Broken out by Annual tuition   
Table 10.2.1 To the best of your knowledge has anyone from your university attended the 2015 HHS SBIR/STTR Annual Conference?   
Table 10.2.2 To the best of your knowledge has anyone from your university attended the 2015 HHS SBIR/STTR Annual Conference? Broken out for public and private universities   
Table 10.2.3 To the best of your knowledge has anyone from your university attended the 2015 HHS SBIR/STTR Annual Conference? Broken out by type of institution   
Table 10.2.4 To the best of your knowledge has anyone from your university attended the 2015 HHS SBIR/STTR Annual Conference? Broken out by Enrollment   
Table 10.2.5 To the best of your knowledge has anyone from your university attended the 2015 HHS SBIR/STTR Annual Conference? Broken out by Annual tuition   
Table 10.3.1 To the best of your knowledge has anyone from your university attended the 2016 HHS SBIR/STTR Annual Conference?   
Table 10.3.2 To the best of your knowledge has anyone from your university attended the 2016 HHS SBIR/STTR Annual Conference? Broken out for public and private universities   
Table 10.3.3 To the best of your knowledge has anyone from your university attended the 2016 HHS SBIR/STTR Annual Conference? Broken out by type of institution   
Table 10.3.4 To the best of your knowledge has anyone from your university attended the 2016 HHS SBIR/STTR Annual Conference? Broken out by Enrollment   
Table 10.3.5 To the best of your knowledge has anyone from your university attended the 2016 HHS SBIR/STTR Annual Conference? Broken out by Annual tuition   
Table 10.4.1 To the best of your knowledge has anyone from your university ever heard of this conference?   
Table 10.4.2 To the best of your knowledge has anyone from your university ever heard of this conference? Broken out for public and private universities   
Table 10.4.3 To the best of your knowledge has anyone from your university ever heard of this conference? Broken out by type of institution   
Table 10.4.4 To the best of your knowledge has anyone from your university ever heard of this conference? Broken out by Enrollment   
Table 10.4.5 To the best of your knowledge has anyone from your university ever heard of this conference? Broken out by Annual tuition   
Table 11.1 About how capable is your organization in utilizing RePORT, Federal RePORTER, Grant.Gov and other sites to track trends in grants from the NIH and other HHS agencies?   
Table 11.2 About how capable is your organization in utilizing RePORT, Federal RePORTER, Grant.Gov and other sites to track trends in grants from the NIH and other HHS agencies? Broken out for public and private universities   
Table 11.3 About how capable is your organization in utilizing RePORT, Federal RePORTER, Grant.Gov and other sites to track trends in grants from the NIH and other HHS agencies? Broken out by type of institution   
Table 11.4 About how capable is your organization in utilizing RePORT, Federal RePORTER, Grant.Gov and other sites to track trends in grants from the NIH and other HHS agencies? Broken out by Enrollment   
Table 11.5 About how capable is your organization in utilizing RePORT, Federal RePORTER, Grant.Gov and other sites to track trends in grants from the NIH and other HHS agencies? Broken out by Annual tuition   
Table 12.1 Has your organization ever participated in the NIH's niche assessment program for PHASE 1 awardees?   
Table 12.2 Has your organization ever participated in the NIH's niche assessment program for PHASE 1 awardees? Broken out for public and private universities   
Table 12.3 Has your organization ever participated in the NIH's niche assessment program for PHASE 1 awardees? Broken out by type of institution   
Table 12.4 Has your organization ever participated in the NIH's niche assessment program for PHASE 1 awardees? Broken out by Enrollment   
Table 12.5 Has your organization ever participated in the NIH's niche assessment program for PHASE 1 awardees? Broken out by Annual tuition   
Table 13.1 What percentage of your institution's Phase 1 SBIR or STTR awards or contracts resulted from technologies highly related to, or actual extensions of, technologies for which your institution had received prior SBIR or STTR awards or contracts?   
Table 13.2 What percentage of your institution's Phase 1 SBIR or STTR awards or contracts resulted from technologies highly related to, or actual extensions of, technologies for which your institution had received prior SBIR or STTR awards or contracts? Broken out for public and private universities   
Table 13.3 What percentage of your institution's Phase 1 SBIR or STTR awards or contracts resulted from technologies highly related to, or actual extensions of, technologies for which your institution had received prior SBIR or STTR awards or contracts? Broken out by type of institution   
Table 13.4 What percentage of your institution's Phase 1 SBIR or STTR awards or contracts resulted from technologies highly related to, or actual extensions of, technologies for which your institution had received prior SBIR or STTR awards or contracts? Broken out by Enrollment   
Table 13.5 What percentage of your institution's Phase 1 SBIR or STTR awards or contracts resulted from technologies highly related to, or actual extensions of, technologies for which your institution had received prior SBIR or STTR awards or contracts? Broken out by Annual tuition   
Table 14 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that meet any of the following criteria? (Check all that apply)   
Table 14.1.1 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were initially started and spun off with the support of your institution?   
Table 14.1.2 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that meet initially started and spun off with the support of your institution? Broken out for public and private universities   
Table 14.1.3 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that meet initially started and spun off with the support of your institution? Broken out by type of institution   
Table 14.1.4 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that meet initially started and spun off with the support of your institution? Broken out by Enrollment   
Table 14.1.5 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were initially started and spun off with the support of your institution? Broken out by Annual tuition   
Table 14.2.1 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by alumni of your institution?   
Table 14.2.2 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by alumni of your institution? Broken out for public and private universities   
Table 14.2.3 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by alumni of your institution? Broken out by type of institution   
Table 14.2.4 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by alumni of your institution? Broken out by Enrollment   
Table 14.2.5 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by alumni of your institution? Broken out by Annual tuition   
Table 14.3.1 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by current or former faculty of your institution?   
Table 14.3.2 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by current or former faculty of your institution? Broken out for public and private universities   
Table 14.3.3 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by current or former faculty of your institution? Broken out by type of institution   
Table 14.3.4 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by current or former faculty of your institution? Broken out by Enrollment   
Table 14.3.5 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were owned or headed by current or former faculty of your institution? Broken out by Annual tuition   
Table 14.4.1 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that licensed technology developed by your institution?   
Table 14.4.2 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that licensed technology developed by your institution? Broken out for public and private universities   
Table 14.4.3 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were licensed technology developed by your institution? Broken out by type of institution   
Table 14.4.4 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were licensed technology developed by your institution? Broken out by Enrollment   
Table 14.4.5 Has your institution ever entered into an SBIR or STTR partnerships with small businesses that were licensed technology developed by your institution? Broken out by Annual tuition   
Table 15 As an estimate, about what for about percentage of your STTR and SBIR projects your institution has participated in was the initial idea for a partnership proposed by your institution to a small business?   
Table 15.1.1 As an estimate, about what for about percentage of your STTR and SBIR projects by your institution to a small business has participated in was the initial idea for a partnership proposed by your institution to a small business?   
Table 15.1.2 As an estimate, about what for about percentage of your STTR and SBIR projects by your institution to a small business has participated in was the initial idea for a partnership proposed by your institution to a small business? Broken out for public and private universities   
Table 15.1.3 As an estimate, about what for about percentage of your STTR and SBIR projects by your institution to a small business has participated in was the initial idea for a partnership proposed by your institution to a small business? Broken out by type of institution   
Table 15.1.4 As an estimate, about what for about percentage of your STTR and SBIR projects by your institution to a small business has participated in was the initial idea for a partnership proposed by your institution to a small business? Broken out by Enrollment   
Table 15.1.5 As an estimate, about what for about percentage of your STTR and SBIR projects by your institution to a small business has participated in was the initial idea for a partnership proposed by your institution to a small business? Broken out by Annual tuition   
Table 15.2.1 As an estimate, for about what percentage of your STTR and SBIR projects  was the initial idea for a partnership proposed by your partner rather than by your institution?   
Table 15.2.2 As an estimate, for about what percentage of your STTR and SBIR projects  was the initial idea for a partnership proposed by your partner rather than by your institution? Broken out for public and private universities   
Table 15.2.3 As an estimate, for about what percentage of your STTR and SBIR projects  was the initial idea for a partnership proposed by your partner rather than by your institution? Broken out by type of institution   
Table 15.2.4 As an estimate, for about what percentage of your STTR and SBIR projects  was the initial idea for a partnership proposed by your partner rather than by your institution? Broken out by Enrollment   
Table 15.2.5 As an estimate, for about what percentage of your STTR and SBIR projects  was the initial idea for a partnership proposed by your partner rather than by your institution? Broken out by Annual tuition   
Table 16.1 About what percentage of PHASE 1 SBIR or STTR grants that your organization has participated in have moved to PHASE 2?   
Table 16.2 About what percentage of PHASE 1 SBIR or STTR grants that your organization has participated in have moved to PHASE 2? Broken out for public and private universities   
Table 16.3 About what percentage of PHASE 1 SBIR or STTR grants that your organization has participated in have moved to PHASE 2? Broken out by type of institution   
Table 16.4 About what percentage of PHASE 1 SBIR or STTR grants that your organization has participated in have moved to PHASE 2? Broken out by Enrollment   
Table 16.5 About what percentage of PHASE 1 SBIR or STTR grants that your organization has participated in have moved to PHASE 2? Broken out by Annual tuition   
Table 17.1 Of those that have moved to Phase 2, what percentage have achieved any funding in Stage 3?   
Table 17.2 Of those that have moved to Phase 2, what percentage have achieved any funding in Stage 3? Broken out for public and private universities   
Table 17.3 Of those that have moved to Phase 2, what percentage have achieved any funding in Stage 3? Broken out by type of institution   
Table 17.4 Of those that have moved to Phase 2, what percentage have achieved any funding in Stage 3? Broken out by Enrollment   
Table 17.5 Of those that have moved to Phase 2, what percentage have achieved any funding in Stage 3? Broken out by Annual tuition   
If you or staff members have attended conferences, webinars, courses or taken other measures to better prepare it for obtaining SBIR or STTR grants please mention these resources.  Be as specific as possible.  Don't say merely "took webinar" but name the webinar and the sponsoring company.   
If your institution has used consultants to obtain SBIR or STTR grants who were the consultants and how much did your office or institution spend?   
What kind of support does your institution offer to applicants during the application process for SBIR or STTR grants?   
Table 18.1 How would you rate the knowledge of those in your office or related offices entrusted with helping your faculty and administrative staff to apply for SBIR and STTR grants?   
Table 18.2 How would you rate the knowledge of those in your office or related offices entrusted with helping your faculty and administrative staff to apply for SBIR and STTR grants? Broken out for public and private universities   
Table 18.3 How would you rate the knowledge of those in your office or related offices entrusted with helping your faculty and administrative staff to apply for SBIR and STTR grants? Broken out by type of institution   
Table 18.4 How would you rate the knowledge of those in your office or related offices entrusted with helping your faculty and administrative staff to apply for SBIR and STTR grants? Broken out by Enrollment   
Table 18.5 How would you rate the knowledge of those in your office or related offices entrusted with helping your faculty and administrative staff to apply for SBIR and STTR grants? Broken out by Annual tuition   
Table 19.1 Do you think that your department should invest more staff time, less staff time, or about the same amount of time investing in trying to get SBIR and STTR grants?   
Table 19.2 Do you think that your department should invest more staff time, less staff time, or about the same amount of time investing in trying to get SBIR and STTR grants? Broken out for public and private universities   
Table 19.3 Do you think that your department should invest more staff time, less staff time, or about the same amount of time investing in trying to get SBIR and STTR grants? Broken out by type of institution   
Table 19.4 Do you think that your department should invest more staff time, less staff time, or about the same amount of time investing in trying to get SBIR and STTR grants? Broken out by Enrollment   
Table 19.5 Do you think that your department should invest more staff time, less staff time, or about the same amount of time investing in trying to get SBIR and STTR grants? Broken out by Annual tuition   
Which higher education institutions do you believe have exemplary programs in obtaining NIH SBIR/STTR grants and what do admire about them?   
What advice can you offer to peers about obtaining SBIR/STTR grants and contracts?

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Note that the author generally publishes a participants list; however, since this study has a relatively small number of participants, it would possibly have compromised the data of individual participants if the list of participant names were published, since the discrete cohorts or breakouts would include data, in some cases, from just a few participants, enabling some educated guesses about which participants were providing certain data points.  Consequently, we have decided merely to describe in general terms the nature of the participants.

Three were regional colleges or universities offering PHD programs but are not research universities.  One was a medical school, another, a well-known private research university ranked in the top 30 in the world.  Four others might best be described as middle of the pack to leading state university research universities, generally well known.  Two others are best described as universities specializing in STEM subjects, one public and one private. 

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