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Sarbanes Oxley 404 Update: Including Social Media Requirements - Webinar

  • ID: 4663945
  • Webinar
  • December 2018
  • Region: Global
  • 120 Minutes
  • Lorman Business Center, Inc.
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This topic is critical for understanding your SOX 404 compliance responsibilities.

SOX Section 404 requires management and external auditors to report on the adequacy of the companys Internal Controls over Financial Reporting (ICFR). This topic helps you effectively prepare managements assessment of ICFR, and implementation thereof, using SOX 404 guidance. A summary of related SEC interpretive guidance and PCAOB Auditing Standard 5 is provided. Enterprise social media policies need to meet SarbanesOxley requirements. This material relates and discusses risks of your companys social media component when updating your SOX compliance program.

This topic provides the necessary information to successfully address the challenges of SOX 404 at your company and provide an understanding of the external auditors integrated audit responsibilities. It discusses corporate governance of social media networking sites regarding SOX compliance and ethics.

Learning Objectives
  • You will be able to describe governance of social media.
  • You will be able to identify process flows.
  • You will be able to discuss SarbanesOxley Section 404.
  • You will be able to review COSO 17 Principles.
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Intro to Sarbanes-Oxley Section 404

SOX 404

Internal Control Framework

COSO 17 Principles
  • SEC Requirements
Relevant Assertions

Accounting Risk Assessment

Risk Assessment
  • Scoring Models
SOX Documentation Requirements

Process Flows
  • Identifying Control Types
Assessing Design Effectiveness

Testing Requirements

Materiality Discussion

Governance of Social Media

Summary and Conclusion
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Stephen B. Jordan, EA - Stephen B. Jordan, EA
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This webinar is designed for accountants, presidents, vice presidents, controllers, tax managers, business owners and managers, finance executives, accounting managers, bookkeepers, auditors, compliance officers, bankers and operations managers.
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