Why Should You Attend:
Computer intrusions are the cyber actor’s portal to invade and burglarize homes and business across the nation and the threat will only continue to grow. The financial industry is faced with increasingly complex threats almost every day. These threats challenge traditional models of law enforcement, IT management and regulations. The SEC’s Cyber Sweep Exam is not only another regulatory task for financial advisors but also serves as an outline to help your firm defend against the cyber criminals.
Education, awareness and communication will help defend against the criminal element and protect clients and firms. The ongoing impact to financial firms is of critical importance to all. This session will help educate attendees on their role in the defense process as well as review the regulatory landscape surrounding this topic.Areas Covered in the Webinar:
A sample organizational structure of a financial advisor to communicate the information each areas needs in order to have a more effective cyber defense plan
Communication tools for team members
Tools and tips to help combat cyber fraud
SEC and federal regulations relating to cybersecurity or client privacy
Outline of vendor due diligence reviews
Educational resources
Computer intrusions are the cyber actor’s portal to invade and burglarize homes and business across the nation and the threat will only continue to grow. The financial industry is faced with increasingly complex threats almost every day. These threats challenge traditional models of law enforcement, IT management and regulations. The SEC’s Cyber Sweep Exam is not only another regulatory task for financial advisors but also serves as an outline to help your firm defend against the cyber criminals.
Education, awareness and communication will help defend against the criminal element and protect clients and firms. The ongoing impact to financial firms is of critical importance to all. This session will help educate attendees on their role in the defense process as well as review the regulatory landscape surrounding this topic.Areas Covered in the Webinar:
A sample organizational structure of a financial advisor to communicate the information each areas needs in order to have a more effective cyber defense plan
Communication tools for team members
Tools and tips to help combat cyber fraud
SEC and federal regulations relating to cybersecurity or client privacy
Outline of vendor due diligence reviews
Educational resources
