Why Should You Attend:
Regulatory compliance monitoring is a critical process that allows financial institutions the ability to assess their current regulatory compliance efforts to determine its effectiveness. An effective regulatory compliance monitoring program will help a financial institution identify potential areas for improvement, as well as identify any gaps which would put the financial institution in non-compliance with regulatory compliance rules and regulations.
Attend this webinar to get insights and considerations for a financial institution to ensure that it’s regulatory compliance monitoring efforts are adequate and appropriate for its institution. The component which need to be part of this program, how to assess current program and what to do to make it better. Additionally, it will provide suggestions and recommendations to consider to help enhance their current regulatory compliance monitoring program.
Areas Covered in the Webinar:
What is regulatory compliance monitoring?
Common components of monitoring
Important considerations for your monitoring program
Assessing your current monitoring program
Some ways to determine the effectiveness of your current monitoring program
Making it
To understand what makes a good regulatory compliance monitoring program, and to determine what a financial institution may be able to do to further enhance theirs.
Regulatory compliance monitoring is a critical process that allows financial institutions the ability to assess their current regulatory compliance efforts to determine its effectiveness. An effective regulatory compliance monitoring program will help a financial institution identify potential areas for improvement, as well as identify any gaps which would put the financial institution in non-compliance with regulatory compliance rules and regulations.
Attend this webinar to get insights and considerations for a financial institution to ensure that it’s regulatory compliance monitoring efforts are adequate and appropriate for its institution. The component which need to be part of this program, how to assess current program and what to do to make it better. Additionally, it will provide suggestions and recommendations to consider to help enhance their current regulatory compliance monitoring program.
Areas Covered in the Webinar:
What is regulatory compliance monitoring?
Common components of monitoring
Important considerations for your monitoring program
Assessing your current monitoring program
Some ways to determine the effectiveness of your current monitoring program
Making it
To understand what makes a good regulatory compliance monitoring program, and to determine what a financial institution may be able to do to further enhance theirs.
Speakers
Dr. Gina J. Lowdermilk,PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work from small community banks to large, international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.Ms. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. She has been responsible for creating both recurring and ad hoc executive management and board presentations. In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as requested from numerous clients.
