Overview:
During the four different session of the conference participants will learn details of five key business risks: Fraud, Model Risk, Operational Risk, Strategic Risk and Risk of Third Party Service Providers.
Looking at each of these risks from a risk management perspective and translating that to internal audit processes will make any internal audit team more relevant and valued. As the industry moves more and more towards risk based auditing, auditors need to be prepared to address these areas.
Please review the session descriptions for details of each of these risks. Once completed, join us for the advanced conference as well where we talk about enhancing audit management practices.
Why you should Attend:
This Internal Audit and Risk Management Conference provides participants and opportunity to grasp principles of audit as related to very topical risks associated with all business organizations. Each session will focus on one process discipline that is top of mind to many senior managers and members of the Board of Directors.
Given the recent pandemic and the necessary changes in operations this requires it is imperative that auditors be prepared to add value. These sessions will assist in preparing the audit staff in areas that will drive the emergence from the pandemic and the move back to normalcy. If you have an audit team that is looking to increase their value proposition to the organization then this conference will help in that objective.
Conferences provide our clients with a sense of comfort that the audit team is educated in risk management and process areas that are important to our clients and our organizations
Areas Covered in the Session:
Session 1:
Session 2:
Session 3:
Session 4:
During the four different session of the conference participants will learn details of five key business risks: Fraud, Model Risk, Operational Risk, Strategic Risk and Risk of Third Party Service Providers.
Looking at each of these risks from a risk management perspective and translating that to internal audit processes will make any internal audit team more relevant and valued. As the industry moves more and more towards risk based auditing, auditors need to be prepared to address these areas.
Please review the session descriptions for details of each of these risks. Once completed, join us for the advanced conference as well where we talk about enhancing audit management practices.
Why you should Attend:
This Internal Audit and Risk Management Conference provides participants and opportunity to grasp principles of audit as related to very topical risks associated with all business organizations. Each session will focus on one process discipline that is top of mind to many senior managers and members of the Board of Directors.
Given the recent pandemic and the necessary changes in operations this requires it is imperative that auditors be prepared to add value. These sessions will assist in preparing the audit staff in areas that will drive the emergence from the pandemic and the move back to normalcy. If you have an audit team that is looking to increase their value proposition to the organization then this conference will help in that objective.
Conferences provide our clients with a sense of comfort that the audit team is educated in risk management and process areas that are important to our clients and our organizations
Areas Covered in the Session:
Session 1:
- The focus of this session is on Fraud Risk Management. Attendees will learn the key fraud risks and how an auditor can review management of those risks, infrastructure and policies governing this area.
Session 2:
- The Auditor and Model Risk Management provide the auditor with basic understanding of the risks associated with the designation and use of models. This is a great session in preparation for that next examination from the regulators.
Session 3:
- Auditing Operational And Strategic Risk Management is timely, as our organizations will be creating new strategies and developing new operational processes to emerge from the Pandemic.
Session 4:
- Audit Risk of Third Party Service Providers highlights risks and audit focus on vendor management, including portfolio and individual reviews, selections criteria, legal concerns and management.
Speaker
Daniel A Clark has over 25 years of experience in Financial Services from regional banks to global giants like Citigroup and GE Capital. His early career roles included: sales, credit risk management and operations. For the last 18 years he has been fully focused on Risk Management and Internal Audit.His experience as Chief Auditor in two regional banks and as a senior officer in Audit and Risk Review for Latin America provides unique insight into management practices in and outside of the United States. He is also a recognized expert on GRC, a Public Speaker and Blogger and has written a book; Dare to Be Different: An Auditors Personal Guide to Excellence: that has been well received by the audit community.
Who Should Attend
- Business Owners
- Finance Professionals
- Operations Managers
- Division Supervisors
- Supervisors
- Senior Management
- Managers
- Development Staff
- Program Directors
