Whether you are planning a SOX engagement, or an internal audit, regulatory compliance requirements, or other separate evaluations, just where do you start with planning for the engagement? How do you complete the necessary risk and control documentation that you will need to successfully complete the engagement? This webinar will answer these questions and more.
This webinar will equip risk and compliance professionals with the skills necessary to prepare a risk and controls matrix, including the following:
Discover the objectives, components and requirements of effective internal controls
Leveraging internal control frameworks to create a risk and controls matrix
Developing risk identification and management strategies to implement now
Learning how to design internal controls
Learning how to evaluate the design and operating effectiveness of internal controls
Agenda
What information is needed to prepare the risk and controls matrix?
What accompanying documents are required in order to prepare the risk and controls matrix?
Process narrative
Process flow diagram
What are the elements contained in a risk and controls matrix?
What is the process for preparing the risk and controls matrix?
What is the final outcome of a completed risk and controls matrix?
What happens next after you have completed the risk and controls matrix?
This product gives access to the selected training webinar. Please select an access option from the list below. This product gives access to the selected training webinar. This is a single delegate licence. This allows access for one delegate. The recorded webinar can be accessed through a secure website. Username and password will be sent via email.
