This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.
Why Should You Attend:
Banks have been subject to AML requirements for several years. Increased AML compliance efforts are now focusing on non-bank financial institutions. This webinar will focus on AML issues relevant to non-bank financial institutions, such as insurance companies, capital market intermediaries, pension funds, etc.Areas Covered in the seminar:
- Legal requirements imposing AML compliance on non-bank financial institutions
- Types of non-bank financial institutions subject to AML compliance
- Specific issues concerning non-bank financial institutions and AML compliance
Who Will Benefit:
- This webinar will focus on AML compliance requirements on financial intermediaries other than banks
- Compliance officers
Course Provider
Kenneth Barden,
