We offer a unique opportunity to complete this programme remotely via a live virtual and interactive class on 20 Mar 2026. The course is conducted by a senior industry advisor and RegTech City experts with over 20 years of practical experience.
This practical 1 day course conducted by a senior City expert covers all the compliance and regulatory reporting requirements for the EMIR & MiFIR Regulations.
This training session covers the key challenges encountered by banks, broker dealers, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues. This workshop covers all aspects of regulatory reporting, from organisational scope, to data validation, data sourcing, counterparty and entity identification, and asset class/instrument identification - and resulting impact to Front, Middle and Back Office processes.
Conducted by an expert who is currently working within the sector and advising different organisations from some key players to smaller companies, the trainer has a very good understanding of challenges that companies are facing and how to effectively overcome them and ensure compliance and operational effectiveness.
This practical 1 day course conducted by a senior City expert covers all the compliance and regulatory reporting requirements for the EMIR & MiFIR Regulations.
This training session covers the key challenges encountered by banks, broker dealers, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues. This workshop covers all aspects of regulatory reporting, from organisational scope, to data validation, data sourcing, counterparty and entity identification, and asset class/instrument identification - and resulting impact to Front, Middle and Back Office processes.
Conducted by an expert who is currently working within the sector and advising different organisations from some key players to smaller companies, the trainer has a very good understanding of challenges that companies are facing and how to effectively overcome them and ensure compliance and operational effectiveness.
Author
The trainer is an industry advisor and regulatory expert with over 20 years of experience in investment banking, asset management, Insurance and Pensions Treasury, Risk management and Regulatory Compliance. He is an industry expert in Financial Regulation, RegTech and Open Banking and covers all the key banking and financial services regulations across US, EMEA and APAC including MIFID II, EMIR, CASS, SFTR, IFPR, IFR/IFD, Dodd Frank, FINMA (SIX), ASIC, HKMA MAS, SFC, IBOR Transitions, SMCR, and ESG Regulations such as SFDR.He combines experience in strategic regulatory technology with processes and platform management incorporating risk and governance policies.
His recent key engagements include banks such as HSBC, Deutsche Bank, JP Morgan and Barclays and asset managers/insurerssuch as T. Rowe Price, Ruffer, M&G, Travelers, and Investec Asset Management, to name a few. He is also a member and advisor of industry associations (IA, ALFI, Irish Funds, Guernsey Wealth), and committees for regulatory consultations with bodies such as ESMA, FCA, PRA/Bank of England and SEC.
