By attending this interactive 1 day course conducted by senior market practitioner, you will learn about practical reporting aspects of Common Reporting Framework (COREP) and Financial Reporting Framework (FINREP), as standardised reporting frameworks mandated by the EU EBA, and the UK PRA/FCA under the Capital Requirements Regulation (CRR). These frameworks ensure consistent and accurate reporting of financial and prudential information, enabling regulators to assess the stability and risk profiles of financial institutions.
The session covers the key challenges encountered by banks and credit institutions, and other investment firms, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues.
You will learn about all aspects of Financial reporting, from organisational scope, to data validation, data sourcing, data templates and structures, submission methodologies - and resulting impact to Front, Middle and Back Office processes.
Through interactive sessions, case studies, and hands-on exercises, you will gain the knowledge and skills required to navigate the complexities of financial reporting in a regulated environment.
The course includes regulatory guidance from the PRA/FCA, EBA and local European regulators - and UK Financial reporting post Brexit.
The session covers the key challenges encountered by banks and credit institutions, and other investment firms, asset managers and hedge funds, key lessons learnt in implementing trade and transaction reporting, and successful remediation of any issues.
You will learn about all aspects of Financial reporting, from organisational scope, to data validation, data sourcing, data templates and structures, submission methodologies - and resulting impact to Front, Middle and Back Office processes.
Through interactive sessions, case studies, and hands-on exercises, you will gain the knowledge and skills required to navigate the complexities of financial reporting in a regulated environment.
The course includes regulatory guidance from the PRA/FCA, EBA and local European regulators - and UK Financial reporting post Brexit.
Course Content
Introduction to Regulatory Capital, Basel 3/CRD IV/CRRICAAP, ILAAP and Pillar 1,2,3 ReportingCOREP Standards
Prudential Capital Buffers, Risk-Based Approach, and RWA
Pillar 1 - Min Capital Requirements; COREP Reports for Tier 1, Tier 2, RWA
Capital Reporting Requirements and Regulations in the UK, EU and US/APAC
Case Study for a UK banking entity
Financial Reporting Requirements and Regulations in the UK, EU and US/APAC
Case Study for an EU Investment Firm
Basel 3.1/Basel 4 changes - updates for credit risk and operational risk standards,
Speaker
The Training Director is an industry advisor and regulatory expert with over 20 years of experience in investment banking, asset management regulations and Regulatory Technology (RegTech). He is an industry expert in Financial Regulation, RegTech and Open Banking and covers all the key banking and finance regulations across US, EMEA and APAC including MIFID II, EMIR, CASS, SFTR, IFR/IFD, Dodd Frank, FINMA (SIX), HKMA MAS and SFC, IBOR Transitions, SMCR, and ESG Regulations such as SFDR.He combines experience in strategic regulatory topics including: technology, processes and platform management and incorporating risk and governance policies.
His recent key engagements include banks such as HSBC, Deutsche Bank, JP Morgan and Barclays and buy side firms such as T. Rowe Price, Ruffer, M&G and Investec Asset Management, to name a few. He is also a member and advisor of industry association committees for regulatory consultations with bodies such as ESMA, FCA, PRA/Bank of England and SEC.
