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Thompson Finance - Market Research Reports

Since 1972, thousands of professionals in business, government, law and academia have relied on Thompson Finance to achieve and maintain compliance with all applicable securities laws and regulations providing the latest U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) regulations, enforcement practices and policies, court decisions and risk prevention procedures for investment management and private equity firms - all created to help prevent costly fines and penalties. Thompson Finance helps professionals do their jobs better by providing authoritative information and analysis they can trust.

Private Equity Regulatory Compliance Manual - Online - Product Thumbnail Image

Private Equity Regulatory Compliance Manual - Online

  • Directory
  • October 2024
  • Global
Investment Management Compliance Manual - Online - Product Thumbnail Image

Investment Management Compliance Manual - Online

  • Directory
  • October 2024
  • Global
  • 2 Results (Page 1 of 1)
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