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Export Controls Compliance Practices Benchmarks for Higher Education, 2020 Edition

  • ID: 4846368
  • Report
  • 92 Pages
  • Primary Research Group
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The 92-page study presents detailed data from 18 major institutions, predominantly major research universities, about their practices in training staff and complying with Federal export control policies.  The sample includes 15-US based and 3-non-US universities. 

The study furnishes spending data on legal counsel connected to export controls, and estimates of legal staff time, and overall staff time spent on export control compliance issues.  Survey respondents report on changes in their export control workload in recent years, and their expectations for the future and furnish detailed data on the number of export control licenses and technology control plans filed in recent years.

Survey participants also estimate their faculty’s level of knowledge about export controls and what percentage of their own university research is subject to such controls. The study also looks at how institutions view hacking attacks on their data subject to export controls, and how many have experienced such attacks and at what level of intensity.

The study looks at how universities provide export control compliance training, at the vehicles used, the source of those vehicles, and the penalties for non-compliance with university export control practices.  Specific data is provided about the percentage of universities that pay for export control conference attendance, webinars, videos, and other training videos, both vendor-supplied and otherwise.  The report also pinpoints the targets of export control training and the pervasiveness of training for full faculty, postdocs, grad, and even undergrad students.

Survey participants comment on how they view the Federal Government’s export control efforts – whether these efforts are too meek or too intrusive -- and evaluate the seriousness of the threat that foreign students might infringe on US export controls.

Just a few of the report’s main findings are that:

  • A third of survey participants had used an outside attorney within the past year for an issue related to export controls.
  • A mean of 89.56% of the research done by the institutions in the sample was viewed as qualifying as fundamental research under US export control law.
  • More than 71% of private universities in the sample participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training.
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1. THE QUESTIONNAIRE    

2. PROXY FOR PARTICIPANTS’ LIST    
Characteristics of the Sample    

3. SUMMARY OF MAIN FINDINGS  

  • View of Faculty Understanding of Export Controls    
  • Percentage of Research that Falls Under “Fundamental Research” Exclusion    
  • Pervasiveness of Hacking Attacks on Data Subject to Export Controls    
  • Perception of the Nature of the Hacking Attacks on Data Subject to Export Controls    
  • Institutional Staff Time Spent on Export Controls    
  • Size of FTE Staff Devoted to Export Control Issues    
  • Trend in the Past Two Years on Staff Time Spent on Export Control Issues    
  • Use of Outside Attorneys by Offices in Charge of Export Controls Compliance    
  • Average Hourly Cost for Outside Legal Assistance on Export Control Issues    
  • Use of Attorney Time, for Both Staff and Outside Attorneys, on Export Control Issues    
  • Number of Hours of Outside Attorney Time Used on Export Control Issues    
  • Types of Export Control Training    
  • Penalties for Faculty for Failing to Do Required Export Control Training    
  • Policies on Making Available Export Controls Training Videos and Paying for Conference Attendance    
  • Policies on Providing Export Control Compliance Training in Various Settings and to Various Campus Groups    
  • Frequency & Pervasiveness of Conducting Periodic Risk Assessment    
  • View of the Federal Government’s Assessment of the Security Risks Posed by Foreign Students    
  • Number of Technology Control Plans Filed in the Past Three Years    
  • Number of Export Control Licenses Applied for in the Past Year    
  • Advice for Peers    

List of Tables
Table 1.1 If your institution is a private company what is its annual sales range    
Table 1.2 If your institution is a private company what is its annual sales range Broken out for public and private colleges and universities    
Table 1.3 If your institution is a private company what is its annual sales range Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 1.4 If your institution is a private company what is its annual sales range Broken out for research universities and all other types of college    
Table 1.5 If your institution is a private company what is its annual sales range Broken out by tuition (in US $)    
Table 1.6 If your institution is a private company what is its annual sales range Broken out by enrollment    
Table 2.1 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal?    
Table 2.2 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal? Broken out for public and private colleges and universities    
Table 2.3 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 2.4 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal? Broken out for research universities and all other types of college    
Table 2.5 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal? Broken out by tuition (in US $)    
Table 2.6 About how pervasive is knowledge of export controls in the faculties or research employees with whom you traditionally deal? Broken out by enrollment    
Table 3.1 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws.    
Table 3.2 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws. Broken out for public and private colleges and universities    
Table 3.3 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws. Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 3.4 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws. Broken out for research universities and all other types of college    
Table 3.5 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws. Broken out by tuition (in US $)    
Table 3.6 If your organization is a college, university or other non-profit research organization about what percentage of the research done by your institution would you say falls under the "Fundamental Research" exclusion provision of US export control laws. Broken out by enrollment    
Table 4.1 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls?    
Table 4.2 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls? Broken out for public and private colleges and universities    
Table 4.3 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 4.4 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls? Broken out for research universities and all other types of college    
Table 4.5 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls? Broken out by tuition (in US $)    
Table 4.6 To the best of your knowledge has your institution experienced hacking attacks on data subject to export controls? Broken out by enrollment    
Table 5.1 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks?    
Table 5.2 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks? Broken out for public and private colleges and universities    
Table 5.3 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 5.4 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks? Broken out for research universities and all other types of college    
Table 5.5 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks? Broken out by tuition (in US $)    
Table 5.6 If your institution has experienced hacking attacks on data subject to export controls how would you characterize the nature of such attacks? Broken out by enrollment    
Table 6.1 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions)    
Table 6.2 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions) Broken out for public and private colleges and universities    
Table 6.3 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions) Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 6.4 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions) Broken out for research universities and all other types of college    
Table 6.5 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions) Broken out by tuition (in US $)    
Table 6.6 How much institutional staff time would you say that your office extends on complying with export control regulations? (One person working full time would work approximately 1850 hours per year in most institutions) Broken out by enrollment    
Table 7.1 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization?    
Table 7.2 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization? Broken out for public and private colleges and universities    
Table 7.3 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 7.4 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization? Broken out for research universities and all other types of college    
Table 7.5 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization? Broken out by tuition (in US $)    
Table 7.6 In full-time equivalent staff, how many individuals are largely dedicated to export control compliance responsibilities in your organization? Broken out by enrollment    
Table 8.1 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same?    
Table 8.2 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same? Broken out for public and private colleges and universities    
Table 8.3 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 8.4 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same? Broken out for research universities and all other types of college    
Table 8.5 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same? Broken out by tuition (in US $)    
Table 8.6 Over the past two years, the amount of time your university spends on issues related to the export or control of technology has increased, decreased or remained about the same? Broken out by enrollment    
Table 9.1 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls?    
Table 9.2 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls? Broken out for public and private colleges and universities    
Table 9.3 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 9.4 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls? Broken out for research universities and all other types of college    
Table 9.5 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls? Broken out by tuition (in US $)    
Table 9.6 Has the office in charge of export control compliance used outside attorneys within the past year for any issue related to export controls? Broken out by enrollment    
Table 10.1 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls?    
Table 10.2 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls? Broken out for public and private colleges and universities    
Table 10.3 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 10.4 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls? Broken out for research universities and all other types of college    
Table 10.5 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls? Broken out by tuition (in US $)    
Table 10.6 What was the average cost (in US $) per hour for the outside legal assistance required by the department handling export controls? Broken out by enrollment    
Table 11 About how many hours of legal time, for staff attorneys, and outside attorneys, has been spent on technology control and export control issues?    
Table 11.1.1 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues?    
Table 11.1.2 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues? Broken out for public and private colleges and universities    
Table 11.1.3 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 11.1.4 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues? Broken out for research universities and all other types of college    
Table 11.1.5 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues? Broken out by tuition (in US $)    
Table 11.1.6 About how many hours of legal time staff attorney time in total hours has been spent on technology control and export control issues? Broken out by enrollment    
Table 11.2.1 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues?    
Table 11.2.2 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues? Broken out for public and private colleges and universities    
Table 11.2.3 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 11.2.4 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues? Broken out for research universities and all other types of college    
Table 11.2.5 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues? Broken out by tuition (in US $)    
Table 11.2.6 About how many hours of legal time outside attorney time in total hours has been spent on technology control and export control issues? Broken out by enrollment    
Are seminars or other forms of training in export control compliance required of some faculty or employees and if so, which faculty, and how extensive is the required training? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
If export control compliance training is required what is the penalty for failure to do it? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 12.1 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training?    
Table 12.2 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training? Broken out for public and private colleges and universities    
Table 12.3 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 12.4 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training? Broken out for research universities and all other types of college    
Table 12.5 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training? Broken out by tuition (in US $)    
Table 12.6 Does your institution participate in the Collaborative Institutional Training Initiative (CITI) for export control compliance training? Broken out by enrollment    
Table 13 Which of the following has your organization done to make training videos on export control compliance available to those in your organization?    
Table 13.1.1 Has your organization made its own export controls compliance training videos?    
Table 13.1.2 Has your organization made its own export controls compliance training videos?? Broken out for public and private colleges and universities    
Table 13.1.3 Has your organization made its own export controls compliance training videos? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.1.4 Has your organization made its own export controls compliance training videos? Broken out for research universities and all other types of college    
Table 13.1.5 Has your organization made its own export controls compliance training videos? Broken out by tuition (in US $)    
Table 13.1.6 Has your organization made its own export controls compliance training videos? Broken out by enrollment    
Table 13.3.1 Has your organization provided a video from a consultant or other vendor?    
Table 13.3.2 Has your organization provided a video from a consultant or other vendor? Broken out for public and private colleges and universities    
Table 13.3.3 Has your organization provided a video from a consultant or other vendor? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.3.4 Has your organization provided a video from a consultant or other vendor? Broken out for research universities and all other types of college    
Table 13.3.5 Has your organization provided a video from a consultant or other vendor? Broken out by tuition (in US $)    
Table 13.3.6 Has your organization provided a video from a consultant or other vendor? Broken out by enrollment    
Table 13.5.1 Has your organization made available to staff export controls compliance training videos from consultants or vendors?    
Table 13.5.2 Has your organization made available to staff export controls compliance training videos from consultants or vendors? Broken out for public and private colleges and universities    
Table 13.5.3 Has your organization made available to staff export controls compliance training videos from consultants or vendors? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.5.4 Has your organization made available to staff export controls compliance training videos from consultants or vendors? Broken out for research universities and all other types of college    
Table 13.5.5 Has your organization made available to staff export controls compliance training videos from consultants or vendors? Broken out by tuition (in US $)    
Table 13.5.6 Has your organization made available to staff export controls compliance training videos from consultants or vendors? Broken out by enrollment    
Table 13.6.1 Has your organization made available to staff export controls compliance training videos from government agencies or departments?    
Table 13.7.1 Has your organization developed its own webinar on export controls compliance?    
Table 13.7.2 Has your organization developed its own webinar on export control compliance? Broken out for public and private colleges and universities    
Table 13.7.3 Has your organization developed its own webinar on export control compliance? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.7.4 Has your organization developed its own webinar on export control compliance? Broken out for research universities and all other types of college    
Table 13.7.5 Has your organization developed its own webinar on export control compliance? Broken out by tuition (in US $)    
Table 13.7.6 Has your organization developed its own webinar on export control compliance? Broken out by enrollment    
Table 13.9.1 Has your organization made available an export controls training webinar from a vendor?    
Table 13.9.2 Has your organization made available an export controls training webinar from a vendor? Broken out for public and private colleges and universities    
Table 13.9.3 Has your organization made available an export controls training webinar from a vendor? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.9.4 Has your organization made available an export controls training webinar from a vendor? Broken out for research universities and all other types of college    
Table 13.9.5 Has your organization made available an export controls training webinar from a vendor? Broken out by tuition (in US $)    
Table 13.9.6 Has your organization made available an export controls training webinar from a vendor? Broken out by enrollment    
Table 13.11.1 Has your organization paid for export control conference attendance for selected employees?    
Table 13.11.2 Has your organization paid for export control conference attendance for selected employees? Broken out for public and private colleges and universities    
Table 13.11.3 Has your organization paid for export control conference attendance for selected employees? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 13.11.4 Has your organization paid for export control conference attendance for selected employees? Broken out for research universities and all other types of college    
Table 13.11.5 Has your organization paid for export control conference attendance for selected employees? Broken out by tuition (in US $)    
Table 13.11.6 Has your organization paid for export control conference attendance for selected employees? Broken out by enrollment    
Table 14 Does your organization provide export control compliance training in any of the following settings: (check all that apply)    
Table 14.1.1 Does your organization provide export control compliance training in orientation for new faculty in select disciplines?    
Table 14.1.2 Does your organization provide export control compliance training in orientation for new faculty in select disciplines? Broken out for public and private colleges and universities    
Table 14.1.3 Does your organization provide export control compliance training in orientation for new faculty in select disciplines? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 14.1.4 Does your organization provide export control compliance training in orientation for new faculty in select disciplines? Broken out for research universities and all other types of college    
Table 14.1.5 Does your organization provide export control compliance training in orientation for new faculty in select disciplines? Broken out by tuition (in US $)    
Table 14.1.6 Does your organization provide export control compliance training in orientation for new faculty in select disciplines? Broken out by enrollment    
Table 14.2.1 Does your organization provide export control compliance training in orientation for postdocs in select disciplines?    
Table 14.2.2 Does your organization provide export control compliance training in orientation for postdocs in select disciplines? Broken out for public and private colleges and universities    
Table 14.2.3 Does your organization provide export control compliance training in orientation for postdocs in select disciplines? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 14.2.4 Does your organization provide export control compliance training in orientation for postdocs in select disciplines? Broken out for research universities and all other types of college    
Table 14.2.5 Does your organization provide export control compliance training in orientation for postdocs in select disciplines? Broken out by tuition (in US $)    
Table 14.2.6 Does your organization provide export control compliance training in orientation for postdocs in select disciplines? Broken out by enrollment    
Table 14.3.1 Does your organization provide export control compliance training in orientation for graduate students in select disciplines?    
Table 14.3.2 Does your organization provide export control compliance training in orientation for graduate students in select disciplines? Broken out for public and private colleges and universities    
Table 14.3.3 Does your organization provide export control compliance training in orientation for graduate students in select disciplines? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 14.3.4 Does your organization provide export control compliance training in orientation for graduate students in select disciplines? Broken out for research universities and all other types of college    
Table 14.3.5 Does your organization provide export control compliance training in orientation for graduate students in select disciplines? Broken out by tuition (in US $)    
Table 14.3.6 Does your organization provide export control compliance training in orientation for graduate students in select disciplines? Broken out by enrollment    
Table 14.4.1 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines?    
Table 14.4.2 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines? Broken out for public and private colleges and universities    
Table 14.4.3 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 14.4.4 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines? Broken out for research universities and all other types of college    
Table 14.4.5 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines? Broken out by tuition (in US $)    
Table 14.4.6 Does your organization provide export control compliance training in orientation for undergraduates in select disciplines? Broken out by enrollment    
What restrictions does your organization place on foreign nationals studying or working at your institution from countries subject to US export controls? Have restrictions increased in recent years? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 15.1 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen?    
Table 15.2 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen? Broken out for public and private colleges and universities    
Table 15.3 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 15.4 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen? Broken out for research universities and all other types of college    
Table 15.5 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen? Broken out by tuition (in US $)    
Table 15.6 Does your college or company compile periodic risk assessment reports to foresee any possible problems with export control violations before they might happen? Broken out by enrollment    
Table 16.1 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them?    
Table 16.2 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them? Broken out for public and private colleges and universities    
Table 16.3 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 16.4 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them? Broken out for research universities and all other types of college    
Table 16.5 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them? Broken out by tuition (in US $)    
Table 16.6 In your view, your federal government correctly assesses the risks from foreign students, underestimates such risks, or exaggerates them? Broken out by enrollment    
Table 17.1 How many Technology Control Plans has the college filed cumulatively over the past three years?    
Table 17.2 How many Technology Control Plans has the college filed cumulatively over the past three years? Broken out for public and private colleges and universities    
Table 17.3 How many Technology Control Plans has the college filed cumulatively over the past three years? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 17.4 How many Technology Control Plans has the college filed cumulatively over the past three years? Broken out for research universities and all other types of college    
Table 17.5 How many Technology Control Plans has the college filed cumulatively over the past three years? Broken out by tuition (in US $)    
Table 17.6 How many Technology Control Plans has the college filed cumulatively over the past three years? Broken out by enrollment    
Table 18.1 How  many export control licenses has your institution applied for in the past year?    
Table 18.2 How  many export control licenses has your institution applied for in the past year? Broken out for public and private colleges and universities    
Table 18.3 How  many export control licenses has your institution applied for in the past year? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    
Table 18.4 How  many export control licenses has your institution applied for in the past year? Broken out for research universities and all other types of college    
Table 18.5 How  many export control licenses has your institution applied for in the past year? Broken out by tuition (in US $)    
Table 18.6 How  many export control licenses has your institution applied for in the past year? Broken out by enrollment    
What advice can you offer to your peers in optimizing their export control regime while minimizing costs? Broken out by what field of research accounts for the greatest share of your research grants by dollar volume?    

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