Results for tag: "Financial Regulator"

The Financial Regulator market is a sector of the finance industry that is responsible for overseeing the activities of financial institutions and ensuring that they comply with applicable laws and regulations. This includes monitoring the activities of banks, insurance companies, investment firms, and other financial institutions. Financial regulators also have the authority to impose sanctions on firms that fail to comply with regulations. The Financial Regulator market is composed of a variety of organizations, including government agencies, self-regulatory organizations, and private firms. Government agencies, such as the Securities and Exchange Commission (SEC) in the United States, are responsible for setting and enforcing regulations. Self-regulatory organizations, such as the Financial Industry Regulatory Authority (FINRA) in the United States, are responsible for setting industry standards and monitoring compliance. Private firms, such as Moody's and Standard & Poor's, provide ratings and other services to the financial industry. Some of the companies in the Financial Regulator market include the SEC, FINRA, Moody's, Standard & Poor's, the Financial Conduct Authority (FCA) in the United Kingdom, the Australian Securities and Investments Commission (ASIC), and the Canadian Securities Administrators (CSA). Show Less Read more